Take on a managerial role at this leading international bank to manage their research compliance team. As a Research Compliance Manager, you are responsible for ensuring the policies, activities and procedures of the bank’s regional research team are operating in line with laws and regulations. You will be monitoring the activities of research analysts; reviewing research reports; gatekeeping the interaction between bankers and research analysts; addressing inappropriate content in outgoing and internal emails; and identifying reputation risk issues.

You should be a university graduate with at least 3 years of relevant experience. Banking or research experience is essential and knowledge in equities and fixed income would have an advantage. Chinese language skills are advantageous but not necessary. Overseas applicants are welcome to apply. This is an excellent management opportunity with a major player in the banking industry.

Interested parties please send your CV in MS Word format to recruit@thealliancegroup.com.hk