An experienced compliance professional is sought by this leading global investment bank to provide support to its regional compliance function with respect to the equities business. You will be responsible for advising different business units on new rules and regulations; coordinating with different teams to ensure the appropriate controls, policies and procedures are in place for current and new businesses; identifying and resolving any compliance risks attached to the Equities business; and dealing with ad hoc compliance issues and provide support to both front office and back office staff.


You should have at least 5 years of relevant compliance experience gained within a global investment bank, preferably with a focus on Cash Equities products. This position is open to overseas candidates. Excellent compensation, relocation and benefits package will be offered for qualified candidate.