A leading global corporate and investment bank is seeking an experienced compliance manager. As an AVP/VP of Compliance, you will assist the Asia Head of Compliance in discharging all compliance functions to ensure that compliance risk within the bank is managed.

Key Responsibilities:

• Review the current compliance controls of the Bank and identify proper actions for improvement if necessary.
• Review and execute the requirements for code of conduct and personal account under general compliance Manual of the Bank.
• Provide advisory services to business units on compliance issues.
• Perform regular tracking of all outstanding regulatory issues or findings not yet solved or responded by the Bank.
• Raise and maintain compliance awareness among staff by providing them with relevant information, publications and training on compliance matters.
• Enforce general compliance manual and provide necessary assistance and training to staff.
• Handle ad hoc assignments or projects.

Requirements:


• Degree holder in Law, Accounting or business-related disciplines.
• 6-8 years general audit/compliance experience including at least 4 years at managerial level in banking industry and/or regulatory bodies.
• Solid experience in handling general compliance function.
• Good knowledge in banking laws, operations, products and services.
• Self-motivated, independent, pleasant personality with good communication skills and able to communicate effectively at all levels and work under pressure.
• Good command of written and spoken English and Chinese